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Rep sanctioned for third party app usage and failing to act as gatekeeper

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By Kate McCaffery | Sept. 22, 2022, 2:49 p.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MACKIE RESEARCH CAPITAL CORPORATION (MRCC) | Disciplinary Decisions 
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More than $90,000 in fines, commission disgorgement and costs ordered after representative admits to ignoring red flags.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MACKIE RESEARCH CAPITAL CORPORATION (MRCC)
Disciplinary Decisions