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Former advisor fined $275,000 plus costs for stealing client funds

By The IJ Staff | March 17 2021 04:49PM
Flash | Mutual Funds | Investments | Life Insurance | FIDELITY | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | ASSANTE | VAST BENEFITS | Disciplinary Decisions 
The Mutual Fund Dealers Association of Canada has banned and fined a former advisor $275,000, plus costs totaling $11,612.50.

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Flash
Mutual Funds
Investments
Life Insurance
FIDELITY
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
ASSANTE
Disciplinary Decisions