Sign in
FREE Membership Sign in
MENU

Former advisor fined $275,000 plus costs for stealing client funds

By The IJ Staff | March 17 2021 04:49PM
Flash | Mutual Funds | Investments | Life Insurance | FIDELITY | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | ASSANTE | VAST BENEFITS | Disciplinary Decisions 
The Mutual Fund Dealers Association of Canada has banned and fined a former advisor $275,000, plus costs totaling $11,612.50.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

  • Checkmark Access to Flash news including: scoops, people on the move, disciplinary decisions, magazine supplements, exclusive reports and financial tables.
  • Checkmark Insurance Journal and its original content in paper and digital versions.
  • Checkmark Substantial discounts on all of our other products and services, including our annual events.
  • Checkmark PRO Level access on Portail-assurance.ca which offers you the same privileges as mentioned above, but in French for the Quebec market.
Advertisement
The most popular in Investment
Manulife Investment Management announces appointment
Advisor banned by two regulators
The Canadian Securities Administrators renews Louis Morisset’s term as Chair
Headlines
Mixed industry response to 2021 federal budget
Life application trends reverse course in March
FP Canada calls for volunteers
Advertisement
Related topics …
Flash
Mutual Funds
Investments
Life Insurance
FIDELITY
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
ASSANTE
Disciplinary Decisions