Would-be representative sanctioned for disclosing client information to defunct firm

Gave Wealthsimple Advisor Services access to extensive client information in a bid to switch firms.

INVESTMENT | June 06 2023 10:48AM
Longtime Insurance Journal contributor dies

Remembered for her kindness, intelligence and professionalism.

SOCIETY | January 18 2023 10:55AM
Top CFP exam writers recognized

Two exam takers from Ontario and two from British Columbia have been honoured by FP Canada for achieving the highest mar…

LIFE INSURANCE | February 03 2022 04:11PM
Former advisor fined $275,000 plus costs for stealing client funds

The Mutual Fund Dealers Association of Canada has banned and fined a former advisor $275,000, plus costs totaling $11,61…

INVESTMENT | March 17 2021 04:49PM
Strategies to help your aging clients plan and hit their retirement income targets

Questioning clients on their goals and aspirations has always been at the heart of holistic financial planning. But it’s…

LIFE INSURANCE | January 27 2017 07:00AM