Regulators announce establishment of new Investor Advisory Panel

The Canadian Securities Administrators’ Investor Advisory Panel aims to provide insight into retail investors' interests…

INVESTMENT | July 15 2022 03:18PM
Top Certified Financial Planner exam-takers recognized

Two CFP candidates from Ontario and one from B.C. have joined FP Canada's President's List.

LIFE INSURANCE | May 19 2022 02:56PM
Technology’s impact on insurers’ business dynamics

A recent industry panel on insurtech and changing business dynamics explored the approaches insurers are taking to make …

INVESTMENT | December 09 2021 10:50AM
Regulator fines advisor for using pre-signed forms in his former practice

The advisor has agreed to pay a fine in the amount of $25,000 and costs of $2,500.

INVESTMENT | September 20 2021 03:37PM
Raymond James launches ESG investment banking team

Jimmy Leung to head Raymond James’ new ESG investment banking team.

INVESTMENT | January 06 2021 02:00PM
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ASC partially overturns IIROC decision and reduces penalty

The Alberta Securities Commission is allowing an advisor to appeal a disciplinary decision made against him by IIROC.

INVESTMENT | October 21 2020 03:04PM
Raymond James appoints new national director of wealth management

Raymond James Ltd., the Canadian division of North American investment dealer Raymond James Financial, Inc., announced J…

INVESTMENT | June 02 2020 12:28PM