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Regulator refuses license to agent who maintained policies for 70 fictitious clients

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By Kate McCaffery | Jan. 26, 2024, 10:28 a.m.
Flash | ASSUMPTION LIFE | FINANCIAL SERVICES REGULATORY AUTHORITY OF ONTARIO (FSRA) | FINANCIAL HORIZONS GROUP | Distribution | Disciplinary Decisions 
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Proposed administrative penalty halved pursuant to a settlement agreement and undertaking.

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Related topics …
Flash
ASSUMPTION LIFE
FINANCIAL SERVICES REGULATORY AUTHORITY OF ONTARIO (FSRA)
FINANCIAL HORIZONS GROUP
Distribution
Disciplinary Decisions