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Photocopying signatures constitutes falsification

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By Kate McCaffery | Nov. 3, 2022, 10:03 a.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC) | PFSL | Disciplinary Decisions 
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Representative sanctioned for reusing signature pages and for altering client forms without obtaining client initials.

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Related topics …
Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
THE INVESTMENT FUNDS INSTITUTE OF CANADA (IFIC)
PFSL
Disciplinary Decisions