Sign in
FREE Membership Sign in
MENU

Theft and fraud lead to permanent ban for former MFDA representative

By The IJ Staff | December 01 2020 03:03PM
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | TD | Disciplinary Decisions 
The MFDA has decided against levying monetary penalties against a former dealing representative convicted of fraud, but has banned the representative permanently.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

  • Checkmark Access to Flash news including: scoops, people on the move, disciplinary decisions, magazine supplements, exclusive reports and financial tables.
  • Checkmark Insurance Journal and its original content in paper and digital versions.
  • Checkmark Substantial discounts on all of our other products and services, including our annual events.
  • Checkmark PRO Level access on Portail-assurance.ca which offers you the same privileges as mentioned above, but in French for the Quebec market.
Advertisement
The most popular in Investment
Empire Life Investments announces appointment
The Canadian Securities Administrators renews Louis Morisset’s term as Chair
Mutual fund sales double year-over-year
Headlines
Amendments to protect older and vulnerable clients to go into force at year-end
Blue Cross adds virtual healthcare to group plans in Saskatchewan
Manulife Investment Management announces appointment
Advertisement
Related topics …
Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
TD
Disciplinary Decisions