Representatives sanctioned for accepting sport and charity sponsorships
By Kate McCaffery | May 24, 2022, 9:24 a.m.
Two reps have agreed to pay a fine each of $10,000, disgorge $65,571.44 and pay costs totalling $5,000 after entering into a settlement agreement with IIROC.
This article is reserved to PRO Level subscribers
The most popular in Investment
Related topics …