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Regulator fines CIBC World Markets $150,000

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By Kate McCaffery | April 13, 2022, 10:12 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | CIBC | Disciplinary Decisions 
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IIROC sanctioned the company for trading supervision failures.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
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Disciplinary Decisions