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Regulator fines Calgary man $70,000 for market manipulation

By The IJ Staff | Nov. 12, 2019, 3:32 p.m.

The Alberta Securities Commission (ASC) has reached an agreement with a Calgary man for breaches of Alberta securities laws.

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ALBERTA SECURITIES COMMISSION (ASC)

Systemic risks in capital markets include the possibility of dealer failure

Ontario bans former Alberta representative from participating in capital markets

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Pension risk transfer market volumes in 2023 match record

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Financial results

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