Sign in
FREE Membership Sign in
MENU

Pre-signed forms result in MFDA sanction for Sun Life rep

By The IJ Staff | August 25 2020 01:51PM
Flash | Registered plans | Investments | Life Insurance | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | SUN LIFE FINANCIAL | Disciplinary Decisions 
The Mutual Fund Dealers Association of Canada (MFDA) issued its reasons for fining Nenad Mandic, after the advisor admitted to keeping pre-signed forms.

This article is reserved to PRO Level subscribers

PRO Level’s multiple privileges

For only $9.95/month

  • Checkmark Access to Flash news including: scoops, people on the move, disciplinary decisions, magazine supplements, exclusive reports and financial tables.
  • Checkmark Insurance Journal and its original content in paper and digital versions.
  • Checkmark Substantial discounts on all of our other products and services, including our annual events.
  • Checkmark PRO Level access on Portail-assurance.ca which offers you the same privileges as mentioned above, but in French for the Quebec market.
Advertisement
The most popular in Investment
Alterna-Member Savings merger now official
Bernard Letendre takes on global responsibilities at Manulife
Mackenzie launches new fund
Headlines
The Co-operators to roll out virtual healthcare services
Fidelity launches new funds
RBC Insurance adds par whole life product to lineup
Advertisement
Related topics …
Flash
Registered plans
Investments
Life Insurance
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
SUN LIFE FINANCIAL
Disciplinary Decisions