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Pre-signed forms result in MFDA sanction for Sun Life rep

By The IJ Staff | August 25 2020 01:51PM
Flash | Registered plans | Investments | Life Insurance | MUTUAL FUNDS DEALERS ASSOCIATION OF CANADA (MFDA) | SUN LIFE FINANCIAL | Disciplinary Decisions 
The Mutual Fund Dealers Association of Canada (MFDA) issued its reasons for fining Nenad Mandic, after the advisor admitted to keeping pre-signed forms.

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Flash
Registered plans
Investments
Life Insurance
MUTUAL FUNDS DEALERS ASSOCIATION OF CANADA (MFDA)
SUN LIFE FINANCIAL
Disciplinary Decisions