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Panel accepts $5,000 fine in agreement over electronic signature falsification

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By Kate McCaffery | Dec. 20, 2023, 10:51 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Regulation | Fraud | Disciplinary Decisions 
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Representative comes clean during company investigation after initially denying allegations.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Regulation
Fraud
Disciplinary Decisions