Former agent fined $110,000 for theft and fraud

She admitted to requesting payments from clients before depositing those payments into her personal bank account and for…

P&C | October 21 2021 04:00PM
Regulator issues fraud alert

The Investment Industry Regulatory Organization of Canada is warning investors against fraudsters claiming to be legitim…

INVESTMENT | August 27 2021 02:24PM
Broker loses license following fraud charges

A regulator revoked a general insurance broker’s certificate of registration and fined him $10,000 after he was charged …

P&C | July 29 2021 11:56AM
Regulator warns investors about fake financial websites

Fraudsters are impersonating trusted, regulated institutions through many channels, including phishing websites.

INVESTMENT | July 27 2021 04:46PM
Advisor sent to prison for evading income tax

Advisor who failed to report more than $2 million in taxable income sent to prison.

ENTREPRENEURSHIP | July 23 2021 04:00PM
Emerging risks: The dangers of the economic recovery

Swiss Re has identified a series of pitfalls for insurers as the post-COVID-19 recovery gets underway.

SOCIETY | July 20 2021 09:34AM
Securities regulators issue warning about fake emails

Several registrants have received e-mails that purport to come from Canadian Securities Administrators staff.

INVESTMENT | July 16 2021 12:55PM