MENU

MFDA panel confirms $25,000 fine for B.C. advisor

By The IJ Staff | December 09 2019 03:52PM
A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada has issued its Reasons for Decision and confirmed sanctions imposed on a B.C. based advisor. These sanctions include a permanent ban and a $25,000 fine.

This article is reserved to PRO Level subscribers

Read the whole article….

PRO

$9.95 / month

Advertisement
Related to the same topic …