MFDA panel confirms $25,000 fine for B.C. advisor

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By The IJ Staff | Dec. 9, 2019, 3:52 p.m.

A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada has issued its Reasons for Decision and confirmed sanctions imposed on a B.C. based advisor. These sanctions include a permanent ban and a $25,000 fine.

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