IIROC fines and suspends portfolio manager for falsifying client records
By
The IJ Staff
|
October 15 2020 01:30PM

An Investment Industry Regulatory Organization of Canada hearing panel has fined and suspended an advisor for improperly altering previously signed client documents.
This article is reserved to PRO Level subscribers
Already subscribed? Sign up >
PRO Level’s multiple privileges
For only $9.95/month
Advertisement
The most popular in Investment
Headlines
Advertisement
Related topics …