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Canaccord fined for overcharging fee-based accountholders

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By Kate McCaffery | Jan. 11, 2022, 10:51 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | CANACCORD GENUITY | Regulation 

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The firm admitted it overcharged more than 6,000 clients between January 2010 and November 2019.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
CANACCORD GENUITY
Regulation