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Bulk trading strategy ends in two-year ban

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By Kate McCaffery | Nov. 18, 2022, 10:30 a.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | INVESTIA | Disciplinary Decisions 
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Experienced dealing representative fined $50,000 for trades made to maintain model portfolios.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
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Disciplinary Decisions