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Advisor fined for making switches without clients’ express approval

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By The IJ Staff | Dec. 11, 2020, 2 p.m.
Flash | SUN LIFE FINANCIAL | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | Disciplinary Decisions 
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Sun Life advisor fined for discretionary trading without proper skill

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Flash
SUN LIFE FINANCIAL
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions