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Advisor fined for making switches without clients’ express approval

By The IJ Staff | December 11 2020 02:00PM
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | SUN LIFE FINANCIAL | Disciplinary Decisions 
Sun Life advisor fined for discretionary trading without proper skill

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
SUN LIFE FINANCIAL
Disciplinary Decisions