Excel Private Wealth to merge with Quadrus in 2022

Once approved by the regulators, the merger will create one of the largest independent brokerages in Canada.

INVESTMENT | November 18 2021 04:30PM
Regulator metes out series of sanctions for pre-signed account forms

Four of the reps being disciplined come from the same firm.

INVESTMENT | October 08 2021 03:55PM
Ontario regulator fines and bars former advisor from trading

He engaged in illegal tipping and insider trading in the shares of WeedMD Inc.

INVESTMENT | September 01 2021 04:31PM
Mutual Fund Dealers Association of Canada advisor permanently barred

Advisor admitted to borrowing money from client against MFDA rules.

INVESTMENT | June 25 2021 09:02AM
Three reps sanctioned for using pre-signed account forms and other violations

A regulator has settled with representatives in three different cases, after the reps obtained, possessed and in some ca…

INVESTMENT | November 06 2019 01:04PM
Canada Life announces changes to Pathways

Canada Life and Quadrus have announced a name change and new series launches for Pathways mutual funds.

INVESTMENT | October 24 2019 12:58PM
Mackenzie Investments announces mergers of Quadrus Funds

Mackenzie Investments has announced that investors have approved a number of mergers to simplify the Quadrus Group of Fu…

LIFE INSURANCE | January 24 2019 01:30PM