Once approved by the regulators, the merger will create one of the largest independent brokerages in Canada.

Four of the reps being disciplined come from the same firm.

He engaged in illegal tipping and insider trading in the shares of WeedMD Inc.

Advisor admitted to borrowing money from client against MFDA rules.

A regulator has settled with representatives in three different cases, after the reps obtained, possessed and in some ca…

Canada Life and Quadrus have announced a name change and new series launches for Pathways mutual funds.

Mackenzie Investments has announced that investors have approved a number of mergers to simplify the Quadrus Group of Fu…