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Saskatchewan fines new agent for missing supervision certificates

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By Kate McCaffery | Jan. 4, 2023, 4:51 p.m.

Flash | LIFE INSURANCE COUNCIL OF SASKATCHEWAN (LICS) | Disciplinary Decisions

Council bylaw violation costs licensee $500, plus costs.

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Headlines

Copying client signatures nets representative one-year ban and monetary sanctions

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LIFE INSURANCE COUNCIL OF SASKATCHEWAN (LICS)

Errors and omissions breach in Saskatchewan costs firm $740

Agent sanctioned for failing to report errors and omissions insurance lapse

Agent sanctioned for failing to report errors and omissions insurance lapse

Saskatchewan levies fine for errors and omissions coverage

Disciplinary Decisions

Regulator fines representative for manipulative market activity

Former broker fined $30,000 for fraudulent activity

Representative sanctioned and fined $40,000 for off-book transactions

Distributing confidential information to competing companies nets $2,500 fine