FREE Membership Sign in

MENU

JavaScript is disabled in your browser.

In order visualise this page, please follow these steps.

Regulators begin review of principal distributor arrangements in mutual funds

Visibility360, PDF version to share

By The IJ Staff | Sept. 26, 2022, 10:55 a.m.

Flash | Mutual Funds | Investments | Life Insurance | CANADIAN SECURITIES ADMINISTRATORS (CSA) | Regulation

Survey of investment fund managers distributed in early September.

This article is reserved to PRO Level subscribers

Discover the PRO Level

Advertisement

The most popular in Investment

Credit card fraud leads to three-year license suspension

Dedicated reinsurance capital saw decline in 2022

Climate-related catastrophes pose a risk to the financial services sector

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested

Headlines

Life and health insurers pay out more than $312-million each day

Insurance CEOs discuss outlook at recent financial summit

Roughly 20 per cent of mandatory premiums in Alberta go to support litigation costs

Advertisement

Related topics …

Flash

Life and health insurers pay out more than $312-million each day

Insurance CEOs discuss outlook at recent financial summit

Roughly 20 per cent of mandatory premiums in Alberta go to support litigation costs

Regulator warns consumers against doing business with Harry Insurance

Mutual Funds

Mutual fund redemptions continue in first half of 2023

May 2023 sales figures released for mutual funds and exchange-traded funds

Financial regulators convene total cost reporting committee

Mutual fund net assets increase despite investor net redemptions

Investments

Regulators to review exchange-traded fund rules

Mutual fund categories hammered by net redemptions

Full year mutual fund and exchange traded fund statistics published for 2022

Full year fund sales decline

Life Insurance

Digital technology and artificial intelligence boost innovation in the insurance market

Employee healthcare costs to jump by more than $1,000 in 2024 for U.S. companies

Association says virtual care in dentistry could increase incidence of fraud

Insurers should reimburse medications for treating obesity

CANADIAN SECURITIES ADMINISTRATORS (CSA)

Ontario Securities Commission publishes summary report

Canadian Securities Administrators’ members levy more than $18-million in fines

Regulators publish joint guidance on conflicts of interest following review

Regulator publishes proposed proficiency model for approved persons

Regulation

Regulator publishes competency profiles for approved persons

Ontario seeks feedback on permanent target benefit pension framework

Self-regulatory organization hosts webinar outlining operations expectations

Pandemic loan extensions “not good enough”