FREE Membership Sign in

JavaScript is disabled in your browser.

In order visualise this page, please follow these steps.

Regulators begin review of principal distributor arrangements in mutual funds

By The IJ Staff | Sept. 26, 2022, 10:55 a.m.

Survey of investment fund managers distributed in early September.

This article is reserved to PRO Level subscribers

Discover the PRO Level

The most popular in Investment

Small mutual fund dealer fined for compliance failings

Regulator orders $275,000 fine

Industry association responds to Quebec’s draft dispute resolution regulation

Headlines

More taxpayers affected by government debt recovery

FP Canada to become single-source education and certification provider

General Insurance OmbudService deemed compliant with prescribed guidelines

Related topics …

Flash

More taxpayers affected by government debt recovery

General Insurance OmbudService deemed compliant with prescribed guidelines

Ontario regulator examines barriers to innovation

Regulator publishes compliance report for dealers

Mutual Funds

Full year mutual fund and exchange traded fund statistics published for 2022

Full year fund sales decline

Mutual fund redemptions continue

Fund salesperson banned for outside activities

Investments

Mutual fund net redemptions continue

Insurance regulators publish consultation paper on seg fund compensation

Mutual fund redemptions continue in July

TD Asset Management introduces Carbon credit index exchange traded fund

Life Insurance

Cost of employer medical benefits forecast to rise 7.5 per cent in 2023

Sun Life employees gain expanded benefits

Employment Insurance sickness benefit period increasing

Study examines pharmaceutical access and use among the insured and uninsured

CANADIAN SECURITIES ADMINISTRATORS (CSA)

Institute says dealers should be exempt from draft regulation

Morisset to leave the Autorité des marchés financiers in July

Canadian Securities Administrators issues scam alert

New self-regulatory organization launches officially

Regulation

FP Canada to become single-source education and certification provider

Regulatory target timeframes published

Actuaries model new pension legislation impact

Tipsters earn $9.33-million reporting securities law violations

Regulators begin review of principal distributor arrangements in mutual funds

Choose your payment method

Confirmation