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IIROC metes out $3.8-million in fines in 2019

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By The IJ Staff | May 12, 2020, 10:34 a.m.
Flash | Investments | Life Insurance | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Investment | Disciplinary Decisions 
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IIROC has reported that total monetary sanctions imposed in 2019 against firms were up over the year before. But fines against individuals were down.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
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