MENU

IIROC fines, suspends portfolio manager for tampering with client files

By The IJ Staff | December 13 2019 09:56AM
The Investment Industry Regulatory Organization of Canada announced that it has accepted a settlement agreement, with sanctions, between IIROC staff and a Winnipeg-based representative.

This article is reserved to PRO Level subscribers

Read the whole article….

PRO

$9.95 / month

Advertisement
Related to the same topic …