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IIROC fines Laurentian Bank $250,000

By The IJ Staff | April 27 2020 12:48PM
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | LAURENTIAN BANK | Disciplinary Decisions 
The Investment Industry Regulatory Organization of Canada has accepted a settlement agreement with Laurentian Bank Securities Inc., under which Laurentian will pay a $250,000 fine, plus IIROC’s costs of $25,000.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
LAURENTIAN BANK
Disciplinary Decisions