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IIROC fines Laurentian Bank $250,000

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By The IJ Staff | April 27, 2020, 12:48 p.m.
Flash | LAURENTIAN BANK | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Disciplinary Decisions 
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The Investment Industry Regulatory Organization of Canada has accepted a settlement agreement with Laurentian Bank Securities Inc., under which Laurentian will pay a $250,000 fine, plus IIROC’s costs of $25,000.

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Flash
LAURENTIAN BANK
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
Disciplinary Decisions