Sign in
FREE Membership Sign in
MENU

IIROC fines Laurentian Bank $250,000

By The IJ Staff | April 27 2020 12:48PM
The Investment Industry Regulatory Organization of Canada has accepted a settlement agreement with Laurentian Bank Securities Inc., under which Laurentian will pay a $250,000 fine, plus IIROC’s costs of $25,000.

This article is reserved to PRO Level subscribers

Read the whole article….

PRO

$9.95 / month

Invest in your career and go PRO now!:

Each of its 6 annual issues offers you:

  • Exclusive headlines and daily scoops
  • Disciplinary decision news
  • On the move in the industry

Receive the Insurance Journal at your office or home:

  • 6 issues/year
  • In-depth articles and studies related to the insurance industry
  • Insighful data to feed your analysis and convince your clients
  • Exclusive interviews with industry leaders
Advertisement
The most popular in Investment
IIROC nominates independent directors to Board
CI Investments introduces suite of private pools with focus on real assets
Ponzi and pyramid scheme hearing to begin in July
Headlines
COVID-19 hits BMO’s insurance business
IIROC nominates independent directors to Board
Insurance council fines former agent who pretended to be a client
Advertisement
Related to the same topic …
Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
LAURENTIAN BANK
Disciplinary Decisions