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HSBC subsidiary fined more than $1-million

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By The IJ Staff | April 23, 2021, 1:36 p.m.
Flash | HSBC | BRITISH COLUMBIA SECURITIES COMMISSION (BCSC) | Disciplinary Decisions 
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HSBC Global Asset Management (Canada) admitted that it required clients to redeem their units in HSBC-branded mutual funds, causing them financial harm, investment losses and unanticipated tax consequences.

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BRITISH COLUMBIA SECURITIES COMMISSION (BCSC)
Disciplinary Decisions