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Global penalty and disgorgement ordered in discretionary trading case

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By Kate McCaffery | Feb. 29, 2024, 9:57 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | DESJARDINS | Investment | Disciplinary Decisions 
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Registered representative ordered to pay $386,492.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
DESJARDINS
Investment
Disciplinary Decisions