Sign in x

Global penalty and disgorgement ordered in discretionary trading case

Megaphone
Visibility360, PDF version to share
By Kate McCaffery | Feb. 29, 2024, 9:57 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | DESJARDINS | Investment | Disciplinary Decisions 
Megaphone
Registered representative ordered to pay $386,492.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Investment
Canadians open to artificial intelligence advice – even when unsound
A look at private real assets for institutional and retail investors
Investment in cyber resilience on a downward trend
Megaphone

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested
Headlines
The Pharmacare Act comes into force
Increasing diversity in Canada requires a growing awareness among advisors
Life expectancy has increased in Quebec since 2000
Advertisement
Related topics …
Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
DESJARDINS
Investment
Disciplinary Decisions