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Regulator fines former portfolio manager $150,000, imposes 15-year ban

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By The IJ Staff | June 18, 2021, 3 p.m.
Flash | CRYSTAL WEALTH MANAGEMENT SYSTEMS | BRITISH COLUMBIA SECURITIES COMMISSION (BCSC) | Disciplinary Decisions 
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British Columbia Securities Commission sanctions former portfolio manager after he admits he failed to properly assess if certain investments were suitable for his clients.

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Flash
CRYSTAL WEALTH MANAGEMENT SYSTEMS
BRITISH COLUMBIA SECURITIES COMMISSION (BCSC)
Disciplinary Decisions