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Saskatchewan firm fined for business insurance lapse

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By Kate McCaffery | Oct. 17, 2022, 10:42 a.m.

Flash | GENERAL INSURANCE COUNCIL OF SASKATCHEWAN (GICS) | Disciplinary Decisions

Misconduct includes failing to inform regulator about missing errors and omissions insurance coverage.

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GENERAL INSURANCE COUNCIL OF SASKATCHEWAN (GICS)

Firm and agent each fined for unlicensed activity

Crop hail insurance licensee sanctioned

Agent sanctioned for failing to maintain errors and omissions coverage

Firm fined for failing to disclose litigation against it

Disciplinary Decisions

Regulator fines representative for manipulative market activity

Former broker fined $30,000 for fraudulent activity

Representative sanctioned and fined $40,000 for off-book transactions

Distributing confidential information to competing companies nets $2,500 fine