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Regulator sanctions rep for unsuitable recommendations

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By The IJ Staff | March 19, 2021, 10:30 a.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | CANACCORD GENUITY | Disciplinary Decisions 
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The Investment Industry Regulatory Organization of Canada has fined a representative $50,000 and will suspend him after he admitted to making unsuitable recommendations to a client.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
CANACCORD GENUITY
Disciplinary Decisions