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RBC Dominion Securities fined $350,000 plus costs for not supervising veteran advisor

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By The IJ Staff | July 28, 2021, 1:20 p.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | RBC | Disciplinary Decisions 
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The retired representative was also sanctioned with a fine of $30,000, plus costs in the amount of $10,000.

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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
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Disciplinary Decisions