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Outside business activities end in $75k fine

By The IJ Staff | June 08 2021 02:17PM
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | MACKIE RESEARCH CAPITAL CORPORATION (MRCC) | Disciplinary Decisions 
A representative misled his dealer about outside business activities over the course of several years.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
MACKIE RESEARCH CAPITAL CORPORATION (MRCC)
Disciplinary Decisions