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OSC orders Bloomberg L.P. subsidiaries to pay almost $3.2-million

By The IJ Staff | December 22 2020 12:30PM
Flash | ONTARIO SECURITIES COMMISSION (OSC) | Disciplinary Decisions 
Two Bloomberg L.P. subsidiaries have received an administrative penalty and must also disgorge commissions earned while operating marketplaces in Ontario without authorization.

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ONTARIO SECURITIES COMMISSION (OSC)
Disciplinary Decisions