Regulators propose climate disclosure requirements for comment

The Canadian Securities Administrators say the requirements will improve the comparability of the information issuers di…

INVESTMENT | October 22 2021 10:00AM
Lack of knowledge and insufficient legal advice leads to $1.6-million settlement

OSC points out importance of registration, legal advice and compliance.

INVESTMENT | October 15 2021 10:42AM
Securities commission adds monetary penalty to MFDA decision

In an unusual turn of events, the Ontario Securities Commission has weighed in on a Mutual Fund Dealers Association of C…

INVESTMENT | October 13 2021 01:50PM
Cary List and James Sinclair named to Investor Advisory Panel

The Ontario Securities Commission’s Investor Advisory Panel comments on proposed rules, policies, and investor protectio…

INVESTMENT | October 07 2021 01:00PM
Regulator announces new members of Small Business Advisory Committee

The committee advises Ontario Securities Commission staff on current business practices and emerging trends affecting sm…

ENTREPRENEURSHIP | October 01 2021 03:17PM
Ontario regulator publishes 2021 annual report

The Ontario Securities Commission’s report discusses enforcement activities, collections, salaries paid to employees and…

SOCIETY | September 07 2021 09:56AM
Ontario regulator fines and bars former advisor from trading

He engaged in illegal tipping and insider trading in the shares of WeedMD Inc.

INVESTMENT | September 01 2021 04:31PM