En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

Agent fined for commission splitting with unlicensed, sanctioned representative

Tribunal dismisses request for hearing, without further notice.

LIFE INSURANCE | November 19 2024 09:00AM
Individual advice rules are hampering household planning

Association seeks approach that considers households with multiple financial goals.

INVESTMENT | October 02 2024 03:25PM
Canadians open to artificial intelligence advice – even when unsound

Experiment looks at how closely clients follow advice from planners and machines.

INVESTMENT | September 16 2024 10:17AM
Securities commission publishes six-year strategic plan

Goals, expected outcomes discussed in first plan drafted for the regulator since 2011.

INVESTMENT | May 06 2024 10:50AM
Too many regulators in the same space

Association calls out Ontario regulator’s title protection framework.

SOCIETY | February 06 2024 10:52AM
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Canadian Investment Regulatory Organization recognized as a credentialling body

Regulators work together on title protection to eliminate regulatory duplication.

INVESTMENT | January 25 2024 10:55AM
Ontario bans former Alberta representative from participating in capital markets

Inter-jurisdictional order mirrors Alberta Securities Commission sanctions in suitability case.

INVESTMENT | October 31 2023 09:54AM