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Regulators propose enhanced disclosure framework for segregated fund contracts

The CSA and the CCIR jointly published proposals aimed at enhancing total cost reporting for both investment funds and f…

LIFE INSURANCE | April 29 2022 10:08AM
Two individuals sentenced to jail for Securities Act offences

One person received a sentence of 90 days in jail and the other 18 months.

INVESTMENT | April 01 2022 10:23AM
Whistleblowers receive nearly a quarter of a million dollars

The Ontario Securities Commission issued the award to joint whistleblowers for information and assistance that resulted …

SOCIETY | March 04 2022 09:25AM
Stealth advising relationship ends in sanctions

A former rep has been fined and banned for a period of five years.

LIFE INSURANCE | February 22 2022 10:34AM
Ontario Securities Commission announces leadership appointment

The new appointee will oversee critical OSC regulatory operations.

INVESTMENT | January 07 2022 04:03PM
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Expert panel weighs in on client focused reforms

These reforms are sweeping and are intended to have a very substantial impact on the relationship between firms and thei…

INVESTMENT | December 28 2021 10:45AM
Ontario regulator to delve into tied selling practices

The Ontario Securities Commission is also looking into potential restrictions of third-party investment products.

INVESTMENT | December 02 2021 05:00PM