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OSC orders Bloomberg L.P. subsidiaries to pay almost $3.2-million

Two Bloomberg L.P. subsidiaries have received an administrative penalty and must also disgorge commissions earned while …

INVESTMENT | December 22 2020 12:30PM
OSC to fund FAIR Canada’s day-to-day operating expenses

The Ontario Securities Commission will provide funding to FAIR Canada over five years, to assist the organization dedica…

INVESTMENT | November 30 2020 12:32PM
OSC appoints director to chair financial literacy committee

The Ontario Securities Commission announced that it has appointed its director of the OSC investor office, to chair the …

INVESTMENT | November 27 2020 12:43PM
Three whistleblowers awarded $585,000

The Ontario Securities Commission has rewarded whistleblowers who provided the regulator with timely information.

INVESTMENT | November 18 2020 01:33PM
OSC calls for feedback on its 2021-2022 priorities

The Ontario Securities Commission has published its draft 2021-2022 statement of priorities for comment. Stakeholders ar…

INVESTMENT | November 16 2020 11:30AM
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IIROC weighs in on titling issue

IIROC has submitted its response to FSRA’s request for comment on its proposed title protection rule. It urged the regul…

INVESTMENT | November 13 2020 02:39PM
OSC engages BEworks to help advisors collect trusted contact information

The OSC has released a report, developed in collaboration with consulting firm BEworks, that identifies ways of increasi…

INVESTMENT | November 10 2020 02:30PM