Securities commission publishes six-year strategic plan

Goals, expected outcomes discussed in first plan drafted for the regulator since 2011.

INVESTMENT | May 06 2024 10:50AM
Too many regulators in the same space

Association calls out Ontario regulator’s title protection framework.

SOCIETY | February 06 2024 10:52AM
Canadian Investment Regulatory Organization recognized as a credentialling body

Regulators work together on title protection to eliminate regulatory duplication.

INVESTMENT | January 25 2024 10:55AM
Ontario bans former Alberta representative from participating in capital markets

Inter-jurisdictional order mirrors Alberta Securities Commission sanctions in suitability case.

INVESTMENT | October 31 2023 09:54AM
Tribunal sets aside regulator’s decision and reduces disgorgement order

Finds that a permanent ban from registration was not harsh or excessive.

INVESTMENT | October 17 2023 03:50PM
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Ontario Securities Commission publishes artificial intelligence report

Capital markets use cases, benefits and challenges examined to determine the need for governance.

SOCIETY | October 12 2023 10:30AM
Ontario Securities Commission publishes summary report

Investment fund and structured products branch says investor protection remains a top priority.

INVESTMENT | September 19 2023 10:36AM