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New research looks at pandemic’s impact on retail investors

The new study released by the Ontario Securities Commission found that nearly half of those surveyed had stopped putting…

INVESTMENT | April 14 2021 09:10AM
The Canadian Securities Administrators renews Louis Morisset’s term as Chair

Kevin Hoyt’s term as Vice-Chair has also been renewed.

INVESTMENT | April 02 2021 12:00PM
Canadian regulators clamp down on crypto asset trading platforms

A flurry of announcements from regulators all put crypto asset trading platforms on notice that they must bring their op…

INVESTMENT | March 30 2021 01:54PM
Grant Vingoe’s term at Ontario Securities Commission extended

The extension aims to ensure continuing executive leadership as the OSC transitions into a new governance framework.

INVESTMENT | March 25 2021 12:18PM
Altered forms cases on the decline

The Mutual Fund Dealers Association of Canada is making inroads into lowering the number of altered forms cases taking p…

INVESTMENT | March 04 2021 10:30AM
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Securities regulators urge Ontario to join the regulatory passport system

In an open letter, the Canadian Securities Administrators responded to a final report issued by the Ontario Capital Mark…

INVESTMENT | February 15 2021 10:30AM
OSC orders Bloomberg L.P. subsidiaries to pay almost $3.2-million

Two Bloomberg L.P. subsidiaries have received an administrative penalty and must also disgorge commissions earned while …

INVESTMENT | December 22 2020 12:30PM