Sign in
Subscribe to newsletters Sign in
MENU

MFDA fines former rep $100K

By The IJ Staff | January 17 2020 01:05PM
A hearing panel of the Mutual Fund Dealers Association of Canada has permanently banned a former representative and fined her $100,000, plus costs of $7,500.

This article is reserved to PRO Level subscribers

Read the whole article….

PRO

$9.95 / month

Invest in your career and go PRO now!:

Each of its 6 annual issues offers you:

  • Exclusive headlines and daily scoops
  • Disciplinary decision news
  • On the move in the industry

Receive the Insurance Journal at your office or home:

  • 6 issues/year
  • In-depth articles and studies related to the insurance industry
  • Insighful data to feed your analysis and convince your clients
  • Exclusive interviews with industry leaders
Advertisement
The most popular in Investment
CI Financial posts net income of $538 million in 2019
IGM Financial’s net earnings rise in Q4
Investors and advisors optimistic about equities in 2020: Horizons ETFs
Headlines
IGM Financial’s net earnings rise in Q4
CI Financial posts net income of $538 million in 2019
Co-operators General Insurance reports increased profits
Advertisement
Related to the same topic …
Flash
Mutual Funds
Investments
Life Insurance
MUTUAL FUNDS DEALERS ASSOCIATION OF CANADA (MFDA)
Disciplinary Decisions