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False information and unsuitable leverage strategies net former advisor $125K fine

By The IJ Staff | June 19 2020 01:30PM
Flash | Investments | Life Insurance | MUTUAL FUNDS DEALERS ASSOCIATION OF CANADA (MFDA) | Investment | Disciplinary Decisions 
The Mutual Fund Dealers Association of Canada announced that it is fining a former mutual fund salesperson $125,000 plus costs in the amount of $7,500. He has also been permanently banned.

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