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Efforts to thwart client feedback ends in regulatory sanctions

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By Kate McCaffery | July 6, 2023, 3:30 p.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | ROYAL MUTUAL FUNDS | TD | Disciplinary Decisions 
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Regulator settles three separate cases where performance-linked surveys were misdirected.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
ROYAL MUTUAL FUNDS
TD
Disciplinary Decisions