Branch manager fined for mismanaging his mother’s accounts
By The IJ Staff | September 15 2020 12:43PM
A Calgary representative was fined $40,000 and suspended 60 days for investing his mother’s assets in high-risk strategies when she did not have the capacity to understand investment recommendations.
This article is reserved to PRO Level subscribers
PRO Level’s multiple privileges
For only $9.95/month
The most popular in Investment
Related topics …