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Acting as power of attorney for a friend and client ends in substantial penalties

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By Kate McCaffery | July 28, 2022, 3:36 p.m.
Flash | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | RBC | Disciplinary Decisions 
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Sanctioned and ordered to pay $20,000 to charity by her firm, registered rep also ordered to pay monetary sanctions to regulator for assisting a friend.

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Flash
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
RBC
Disciplinary Decisions