A branch manager has been fined $12,500 under a settlement agreement. He admitted to obtaining, and in some instances us…

Canada’s regulators aren’t prepared to say yes to banning embedded commissions just yet – but they’re not prepared to sa…

The Ontario Securities Commission has announced the agenda and list of panellists for its upcoming roundtable on the pos…

Players in the mutual fund industry are deep in the regulatory trenches these days as they face proposals that could int…

​John Adams, CEO of PFSL Investments Canada and the new chairman of the Investment Funds Institute of Canada (IFIC), say…

The Investment Funds Institute of Canada (IFIC) has appointed its board of directors for 2015-2016. On Sept. 10, IFIC re…

The Mutual Fund Dealers Association (MFDA) is meeting to consider the case of Cho Shan Yeung, an advisor with Primerica'…