Company tag
PFSL
Articles
Fine and permanent ban ordered for representative who borrowed money
January 29, 2024
Coaching clients to lie results in two-month suspension, $2,500 fine
January 4, 2024
Funds advisor slapped with $25,000 fine for unbecoming business conduct
August 24, 2023
Due diligence failures end in two-year ban and monetary sanctions
February 7, 2023
Photocopying signatures constitutes falsification
November 3, 2022
Advisor banned for five years
July 21, 2021
MFDA fines and bans former advisor
May 13, 2021
Regulator suspends branch manager for using pre-signed forms
October 2, 2019