The head of the new SRO that merges the IIROC and the MFDA, says it will not force any firm to change its basic foundati…

Permanent prohibition, fine and costs ordered for outside activities.

Members of the MFDA and IIROC passed a special resolution approving the amalgamation of their organizations.

Regulator issues notice of proposal to revoke insurance licenses as well.

Submission suggests that a non-harmonized approach to title regulation should be reconsidered.

She will take the place of Mark Gordon who will continue with the organization in a new role.

Dealing representative being investigated for copying client signatures.