Permanent prohibition, fine and costs ordered for outside activities.
Members of the MFDA and IIROC passed a special resolution approving the amalgamation of their organizations.
Regulator issues notice of proposal to revoke insurance licenses as well.
Submission suggests that a non-harmonized approach to title regulation should be reconsidered.
She will take the place of Mark Gordon who will continue with the organization in a new role.
Dealing representative being investigated for copying client signatures.
He was suspended for 30 days and ordered to pay a fine in the amount of $20,000.