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Investment firms’ association comments on single self-regulator

Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl…

INVESTMENT | June 29 2022 10:59AM
Proper training and controls can mitigate insider cyber threats

It important for firms to keep an eye on employees who have “at risk” behaviours that can cost millions of dollars and h…

SOCIETY | March 11 2022 10:38AM
Client-focused reforms: advisor experience needs improvement

Client-focused reforms may have come out at the end of 2021, but the industry still has much more to do to ensure the pr…

SOCIETY | March 03 2022 10:35AM
Industry groups respond to regulators’ self-regulatory organization consultation paper

Investment industry groups have offered differing opinions about how the Canadian Securities Administrators should go ab…

INVESTMENT | October 06 2021 09:41AM
Deadlines approach for industry awards nominations

Nominations are open for 2021 leadership and hall of fame nominations with various organizations across the industry.

LIFE INSURANCE | April 26 2021 03:04PM
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Investment industry outperforms during the pandemic

The Investment Industry Association of Canada reports on investment industry’s performance.

INVESTMENT | April 22 2021 10:53AM
Mixed industry response to 2021 federal budget

Two groups in particular have published divergent opinions about Budget 2021: A Recovery Plan for Jobs, Growth and Resil…

SOCIETY | April 21 2021 10:35AM