Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl
It important for firms to keep an eye on employees who have “at risk” behaviours that can cost millions of dollars and h
Client-focused reforms may have come out at the end of 2021, but the industry still has much more to do to ensure the pr
Investment industry groups have offered differing opinions about how the Canadian Securities Administrators should go ab
Nominations are open for 2021 leadership and hall of fame nominations with various organizations across the industry.
The Investment Industry Association of Canada reports on investment industry’s performance.
Two groups in particular have published divergent opinions about Budget 2021: A Recovery Plan for Jobs, Growth and Resil