Regulator warns investors of top investment fraud risks

This week the Alberta Securities Commission warned investors of the top six traps to look out for in 2020. The regulator…

INVESTMENT | January 10 2020 01:45PM
Regulator issues heavy sanctions for fraud

The Alberta Securities Commission has announced steep sanctions against an individual and company for perpetrating a fra…

INVESTMENT | November 15 2019 11:01AM
Regulator fines Calgary man $70,000 for market manipulation

The Alberta Securities Commission (ASC) has reached an agreement with a Calgary man for breaches of Alberta securities l…

INVESTMENT | November 12 2019 03:32PM
​Recidivist sentenced to two years in prison for fraud

The Alberta Securities Commission and the Alberta RCMP announced that a man was convicted and sentenced to two years' im…

LIFE INSURANCE | August 09 2019 07:55AM
ASC bans and fines Calgary man for investment fraud

The Alberta Securities Commission has banned and heavily fined a Calgary man for breaching the province’s Securities Act…

INVESTMENT | June 28 2019 03:30PM
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ASC makes fraud finding

The Alberta Securities Commission has found that Brian Arthur Kitts and Vesta Capcorp Inc. breached Alberta securities l…

INVESTMENT | June 05 2019 01:30PM
Former Edmonton rep settles with ASC for market manipulation

The Alberta Securities Commission announced today that it has settled with a former Edmonton registered representative f…

INVESTMENT | June 03 2019 01:30PM