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Regulator continues to hand out pre-signed form sanctions

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By Kate McCaffery | March 7, 2024, 3:11 p.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Disciplinary Decisions 
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Hearing panel notes that form violations are shrinking as a percentage of files opened.

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CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Disciplinary Decisions