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Funds advisor slapped with $25,000 fine for unbecoming business conduct

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By Mehreen Shahid | Aug. 24, 2023, 9:28 a.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | PFSL | Disciplinary Decisions 
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Consultant disallowed from acting as branch manager for two years, starting on July 26, 2023.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
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Disciplinary Decisions