Sign in x

Fine and one-year ban issued for sending client information to a third party

Megaphone
Visibility360, PDF version to share
By Kate McCaffery | Oct. 11, 2023, 9:42 a.m.
Flash | WEALTHSIMPLE | Distribution | Disciplinary Decisions 
Megaphone
Latest representative sanctioned for participating in Wealthsimple Advisor onboarding process.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Investment
Pensions continue derisking
Markets buoyed by confidence in earnings
Defined benefit pension plan membership numbers increase
Megaphone

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested
Headlines
Construction insurance capacity grows while pricing remains stable
Marine insurers particularly exposed to geopolitical risks
Self-reported mental health declines among children
Advertisement
Related topics …
Flash
WEALTHSIMPLE
Distribution
Disciplinary Decisions