Sign in x
FREE Membership Sign in
MENU

Fine and one-year ban issued for sending client information to a third party

Megaphone
Visibility360, PDF version to share
By Kate McCaffery | Oct. 11, 2023, 9:42 a.m.
Flash | WEALTHSIMPLE | Distribution | Disciplinary Decisions 
Megaphone
Latest representative sanctioned for participating in Wealthsimple Advisor onboarding process.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Investment
Sanctions for pre-signed forms levied against former Fredericton rep
Pension funding rises in March
Insurers express increased appetite for private market investments
Megaphone

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested
Headlines
Fallout of a cyber catastrophe modelled by reinsurer
Average fund fees declined following implementation of disclosure rule amendments
Close to one-in-ten seniors worked out of necessity in 2022
Advertisement
Related topics …
Flash
WEALTHSIMPLE
Distribution
Disciplinary Decisions