AMF beefs up compliance measures

By The IJ Staff | November 20 2017 11:30AM

The Autorité des marchés financiers (AMF) is beefing up its compliance measures to gain a better understanding of the needs of firms, independent partnerships and independent representatives.

The AMF says it will now collect additional data on registrants’ practices and relationships with different industry stakeholders.

Business relationships

Further information will be required when dealing with the maintenance of registration firms, the declaration of officers and directors or partners schedule and certain data with regard to their business relationships.

The AMF will publish a guide early next year explaining the regulatory framework that applies to registrants, including recommended good practices. 

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