Mutual fund rep fined close to $1.7-million

Outside business activities put former approved person’s interests ahead of clients’ interests.

INVESTMENT | April 12 2024 03:07PM
Insurers likely to benefit from adding obesity drugs to benefits coverage

Insurers and sponsors tasked with funding new drugs or limiting their usage.

HEALTH | April 12 2024 10:37AM
Sanctions for pre-signed forms levied against former Fredericton rep

Regulator enters settlement agreement fining representative who resigned in 2022.

INVESTMENT | April 11 2024 03:06PM
Commercial truck driver training lacking

Industry report warns that inadequate driver training puts road safety in jeopardy.

P&C | April 11 2024 10:45AM
Firms, associations and reps weigh in on advisor compensation

Regulator analyzes feedback to policy options proposed in January.

INVESTMENT | April 02 2024 10:46AM
Ontario regulator publishes credentialling body exam results

Best practices identified may inform future framework evaluation and rule amendments.

SOCIETY | March 29 2024 10:11AM
Regulator fines firm $300,000 for inadequate complaint handling

Respondent outsourced complaint handling in 2017.

INVESTMENT | March 26 2024 10:18AM