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Keybase Financial Group levied a $35,000 fine

Keybase Financial Group has been levied a $35,000 fine, plus costs, after it failed to adequately handle a number of cli

INVESTMENT | July 03 2020 08:27AM
Sun Life completes acquisition of InfraRed Capital Partners

Sun Life Financial has completed its majority stake acquisition of London-based InfraRed Capital Partners, a global infr

INVESTMENT | July 02 2020 01:35PM
IIROC releases 2021 statement of priorities

The Investment Industry Regulatory Organization of Canada (IIROC) has made managing issues arising from the COVID-19 pan

INVESTMENT | July 01 2020 01:00PM
CSA releases interim progress report

The Canadian Securities Administrators (CSA) moved swiftly to support investors and market participants during COVID-19

INVESTMENT | July 01 2020 12:00PM
NEI drops some sales charge options

Responsible investing asset manager NEI Investments is discontinuing its deferred sales charge, low load, low load 2 and

INVESTMENT | June 29 2020 12:28PM
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Wealth managers can teach young investors

Wealth managers should reach out to new Millennial and Gen Xer investors to build long-term relationships and help them

INVESTMENT | June 26 2020 02:00PM
C.D. Howe makes recommendations to encourage investing

It’s up to governments and regulators to formulate guidelines and innovative approaches that will allow for creativity i

INVESTMENT | June 23 2020 01:00PM